FSCO has developed several resources to assist you in complying with the new regulations relating to standards of practice and reporting requirements under the Mortgage Brokerages, Lenders and Administrators Act, 2006 (the Act).

Webinar Recordings for Principal Brokers

Sample Questions on the Mortgage Brokerage Annual Information Return (PDF)

Sample Questions on the Mortgage Administrator Annual Information Return (PDF)

Compliance Checklists
The Checklists below provide a summary of the requirements in the new regulations in an easy-to-read format.

• Compliance Checklist for Managing the Mortgage Brokerage, Keeping Records and Trust Accounts (PDF)
• Compliance Checklist for Mortgage Administrators (PDF)
• Compliance Checklist for Managing the Mortgage Administrator, Keeping Records and Trust Accounts (PDF)
• Compliance Checklist for Mortgage Brokerages, Brokers and Agents (PDF)

Past Communications on Compliance

• Mortgage Brokerage Industry e-Blasts
• Financial Institutions Letter (PDF)
• Declaration of Compliance Letter (PDF)
• Frequently Asked Questions on the Declaration of Compliance (PDF)
• Resources to Assist You